CFTC Customer Protection Rule (SV) 2025

This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11. It provides comprehensive instruction on key regulatory responsibilities, including customer funds protection, reporting and disclosures, risk management, and the identification and reporting of suspected policy breaches, along with the serious consequences of non-compliance.

New for this year is an expanded focus on lessons learned from the landmark CFTC case against FTX, which resulted in the largest judgment in the agency’s history. The course also features revised and more in-depth discussions of 2024 exchange disciplinary cases, offering valuable insights into the latest regulatory developments and challenges.

Duration: 50-60 min

This course is designed to comply with the annual customer funds segregation training requirement of CFTC Regulation 1.11. It provides comprehensive instruction on key regulatory responsibilities, including customer funds protection, reporting and...